← Directory
PARALLEL ADVISORS, LLC
CRD 140800File 801-68107
APPROVED
Retail clients
Custody
Filing as of Jun 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$10.31B
Top 10% of cohort (national)
Discretionary AUM
$10.30B
Non-discretionary $3.6M
Clients
4,240
4,242 accounts
Employees
137
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jun 26, 2007
- Principal office
- 150 SPEAR STREET, SUITE 1600, SAN FRANCISCO, CA, 94105
- Phone
- 866-627-6984
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $10.31B
- Discretionary AUM
- $10.30B
- Non-discretionary AUM
- $3.6M
- Discretionary accounts
- 4,240
- Non-discretionary accounts
- 2
- Total accounts
- 4,242
- AUM per client
- $2.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 24 | $100.2M |
| Charitable organizations | 8 | $24.9M |
| Other investment advisers | Fewer than 5 | $3.0M |
| High net worth individuals | 1,013 | $5.44B |
| Pension and profit sharing plans | 39 | $909.7M |
| Individuals (other than high net worth individuals) | 3,156 | $3.83B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 126 | 137 | increased by11 |
| Apr 1, 2026 | Clients | 3,868 | 4,240 | increased by372 |
| Apr 1, 2026 | AUM | $8,735,387,332 | $10,307,545,581 | increased by$1,572,158,249 |
| Apr 1, 2026 | Accounts | 14,928 | 4,242 | decreased by10,686 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 74 | 126 | increased by52 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,763 | 3,868 | increased by1,105 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $5,443,156,513 | $8,735,387,332 | increased by$3,292,230,819 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 10,244 | 14,928 | increased by4,684 |
| Apr 1, 2022 | Employees | 65 | 74 | increased by9 |
| Apr 1, 2022 | Clients | 2,409 | 2,763 | increased by354 |
| Apr 1, 2022 | AUM | $3,811,586,295 | $5,443,156,513 | increased by$1,631,570,218 |
| Apr 1, 2022 | Accounts | 8,129 | 10,244 | increased by2,115 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PARALLEL ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PARALLEL ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.