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FIRST CITIZENS ASSET MANAGEMENT, INC
CRD 140777File 801-79917
APPROVED
Retail clients
Custody
Disclosure events
Filing as of May 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$465.1M
Above cohort median (national)
Discretionary AUM
$435.1M
Non-discretionary $30.0M
Clients
1,263
1,274 accounts
Employees
58
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jun 19, 2014
- Principal office
- 8540 COLONNADE CENTER DRIVE, RALEIGH, NC, 27615
- Phone
- 800-229-0205
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $465.1M
- Discretionary AUM
- $435.1M
- Non-discretionary AUM
- $30.0M
- Discretionary accounts
- 1,272
- Non-discretionary accounts
- 2
- Total accounts
- 1,274
- AUM per client
- $368K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $3.8M |
| Charitable organizations | Fewer than 5 | $564K |
| High net worth individuals | 62 | $90.8M |
| State or municipal government entities | 6 | $77.4M |
| Individuals (other than high net worth individuals) | 1,184 | $292.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11H2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 1264 | 1263 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.