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ELM3 FINANCIAL GROUP, LLC
CRD 140594File 801-126278
APPROVED
Retail clients
Custody
Filing as of Jun 8, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$189.0M
Bottom 25% of cohort (national)
Discretionary AUM
$183.0M
Non-discretionary $6.0M
Clients
287
680 accounts
Employees
6
Bottom 25% of cohort in GA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Aug 3, 2022
- Principal office
- 5755 NORTH POINT PKWY, SUITE 92, ALPHARETTA, GA, 30022-1145
- Phone
- 678-297-9500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $189.0M
- Discretionary AUM
- $183.0M
- Non-discretionary AUM
- $6.0M
- Discretionary accounts
- 667
- Non-discretionary accounts
- 13
- Total accounts
- 680
- AUM per client
- $659K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $1.5M |
| High net worth individuals | 66 | $134.8M |
| Individuals (other than high net worth individuals) | 216 | $52.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.