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ADVANCED ADVISOR GROUP, LLC
CRD 140393File 801-118465
APPROVED
Retail clients
Filing as of Mar 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$10.9M
Bottom 25% of cohort (national)
Discretionary AUM
$10.9M
Clients
58
96 accounts
Employees
11
Bottom 25% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 17, 2020
- Principal office
- 1995 EAST RUM RIVER DRIVE S, CAMBRIDGE, MN, 55008
- Phone
- 763-689-9023
- Website
- http://www.efsadvisors.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $10.9M
- Discretionary AUM
- $10.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 96
- Non-discretionary accounts
- 0
- Total accounts
- 96
- AUM per client
- $188K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 58 | $10.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 9 | 11 | increased by2 |
| Apr 1, 2026 | Clients | 65 | 58 | decreased by7 |
| Apr 1, 2026 | AUM | $13,497,240 | $10,932,672 | decreased by$2,564,568 |
| Apr 1, 2026 | Accounts | 105 | 96 | decreased by9 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 9 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 58 | 65 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $12,782,680 | $13,497,240 | increased by$714,560 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 94 | 105 | increased by11 |
| Apr 1, 2022 | Employees | 12 | 8 | decreased by4 |
| Apr 1, 2022 | AUM | $6,501,653 | $12,782,680 | increased by$6,281,027 |
| Apr 1, 2022 | Accounts | 105 | 94 | decreased by11 |
| Nov 1, 2021 | Custody | Yes | No | |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ADVANCED ADVISOR” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ADVANCED ADVISOR” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.