FINANCIAL ACTION, INC.

CRD 140285File 801-135990

APPROVED

Retail clients

Filing as of Jun 11, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$100.3M

Bottom 25% of cohort (national)

Discretionary AUM

$99.7M

Non-discretionary $588K

Clients

479

1,047 accounts

Employees

Bottom 25% of cohort in CO

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: DRO
Registration date: Apr 27, 2026
Principal office: 283 WASHINGTON ST, MONUMENT, CO, 80132
Phone: 719-357-7189
Website: HTTP://WWW.FAIinv.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $100.3M
Discretionary AUM: $99.7M
Non-discretionary AUM: $588K
Discretionary accounts: 1,044
Non-discretionary accounts: 3
Total accounts: 1,047
AUM per client: $209K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	15	$178K
High net worth individuals	32	$17.7M
Individuals (other than high net worth individuals)	432	$82.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.