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SYNOVUS SECURITIES, INC.
CRD 14023File 801-19690
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jan 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$8.45B
Top 10% of cohort (national)
Discretionary AUM
$4.99B
Non-discretionary $3.46B
Clients
12,411
12,411 accounts
Employees
280
Top 10% of cohort in GA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Sep 1, 1983
- Principal office
- 33 WEST 14TH STREET, 3RD FLOOR, COLUMBUS, GA, 31901
- Phone
- 706-649-2327
- Website
- HTTP://WWW.SYNOVUS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $8.45B
- Discretionary AUM
- $4.99B
- Non-discretionary AUM
- $3.46B
- Discretionary accounts
- 5,799
- Non-discretionary accounts
- 6,612
- Total accounts
- 12,411
- AUM per client
- $680K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 230 | $550.9M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | 86 | $173.9M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 1,938 | $4.96B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 131 | $99.0M |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 10,026 | $2.67B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C5
- Q11D2
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Employees | 287 | 280 | decreased by7 |
| Feb 1, 2026 | Clients | 11,990 | 12,411 | increased by421 |
| Feb 1, 2026 | AUM | $7,086,116,735 | $8,445,083,014 | increased by$1,358,966,279 |
| Feb 1, 2026 | Accounts | 11,990 | 12,411 | increased by421 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 295 | 287 | decreased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 11,869 | 11,990 | increased by121 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $6,290,456,039 | $7,086,116,735 | increased by$795,660,696 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 11,869 | 11,990 | increased by121 |
| Apr 1, 2022 | Employees | 275 | 295 | increased by20 |
| Apr 1, 2022 | Clients | 9,919 | 11,869 | increased by1,950 |
| Apr 1, 2022 | AUM | $4,750,754,788 | $6,290,456,039 | increased by$1,539,701,251 |
| Apr 1, 2022 | Accounts | 9,919 | 11,869 | increased by1,950 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SYNOVUS SECURITIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SYNOVUS SECURITIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.