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MARINER
Legal name: MARINER, LLC
CRD 140195File 801-66632
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 5, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$125.41B
Top 10% of cohort (national)
Discretionary AUM
$123.19B
Non-discretionary $2.22B
Clients
55,512
186,791 accounts
Employees
1,889
Top 10% of cohort in KS
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Apr 24, 2006
- Principal office
- 5700 W. 112TH STREET, SUITE 500, OVERLAND PARK, KS, 66211
- Phone
- 913-904-5700
- Website
- https://srs.mariner.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $125.41B
- Discretionary AUM
- $123.19B
- Non-discretionary AUM
- $2.22B
- Discretionary accounts
- 184,275
- Non-discretionary accounts
- 2,516
- Total accounts
- 186,791
- AUM per client
- $2.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 257 | $879.7M |
| Insurance companies | 4 | $273.0M |
| Charitable organizations | 145 | $683.8M |
| Other investment advisers | 6 | $205.2M |
| High net worth individuals | 22,322 | $104.87B |
| Pooled investment vehicles | 2 | $9.2M |
| Banking or thrift institutions | 56 | $3.99B |
| Pension and profit sharing plans | 458 | $3.80B |
| State or municipal government entities | 1 | $13.2M |
| Individuals (other than high net worth individuals) | 32,261 | $10.67B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.