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NGC FINANCIAL, LLC
CRD 139992File 801-129067
APPROVED
Retail clients
Filing as of Jun 2, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$57.1M
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $57.1M
Clients
78
108 accounts
Employees
1
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 15, 2023
- Principal office
- 3601 208TH STREET, BAYSIDE, NY, 11361
- Phone
- 718-423-1100
- Website
- HTTP://WWW.NGCFINANCIAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $57.1M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $57.1M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 108
- Total accounts
- 108
- AUM per client
- $732K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 78 | $57.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.