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DWS INVESTMENTS HONG KONG LIMITED
CRD 139666File 801-66285
APPROVED
Custody
Disclosure events
Filing as of Sep 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$5.10B
Top 25% of cohort (national)
Discretionary AUM
$5.10B
Clients
11
10 accounts
Employees
62
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Mar 8, 2006
- Principal office
- 60/F INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON, HONG KONG
- Phone
- 852-2203-8888
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.10B
- Discretionary AUM
- $5.10B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 10
- Non-discretionary accounts
- 0
- Total accounts
- 10
- AUM per client
- $464.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 2 | $423.5M |
| Pooled investment vehicles | 9 | $4.68B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11G
- Q11A2
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E2
- Q11H2
- Q11H1A
- Q11H1B
- Q11H1C
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Employees | 66 | 62 | decreased by4 |
| Apr 1, 2026 | Clients | 9 | 11 | increased by2 |
| Apr 1, 2026 | AUM | $2,407,874,328 | $5,103,535,600 | increased by$2,695,661,272 |
| Apr 1, 2026 | Accounts | 8 | 10 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 71 | 66 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 24 | 9 | decreased by15 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $8,468,762,796 | $2,407,874,328 | decreased by$6,060,888,468 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 23 | 8 | decreased by15 |
| Apr 1, 2022 | Employees | 70 | 71 | increased by1 |
| Apr 1, 2022 | Clients | 23 | 24 | increased by1 |
| Apr 1, 2022 | AUM | $9,039,569,192 | $8,468,762,796 | decreased by$570,806,396 |
| Apr 1, 2022 | Accounts | 22 | 23 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DWS INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DWS INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.