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BHK SECURITIES, LLC
CRD 139665File 801-67198
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$128.4M
Bottom 25% of cohort (national)
Discretionary AUM
$54.7M
Non-discretionary $73.7M
Clients
103
184 accounts
Employees
8
Bottom 25% of cohort in AL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Sep 21, 2006
- Principal office
- 2200 LAKESHORE DRIVE, SUITE 250, BIRMINGHAM, AL, 35209-8803
- Phone
- 205-322-2025
- Website
- HTTP://WWW.BHKLLC.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $128.4M
- Discretionary AUM
- $54.7M
- Non-discretionary AUM
- $73.7M
- Discretionary accounts
- 63
- Non-discretionary accounts
- 121
- Total accounts
- 184
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $51K |
| High net worth individuals | 61 | $111.4M |
| Pension and profit sharing plans | Fewer than 5 | $2.1M |
| Individuals (other than high net worth individuals) | 42 | $14.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Commissions
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.