ROUND TABLE INVESTMENT STRATEGIES, LLC

CRD 139492File 801-137576

APPROVED

Retail clients

Disclosure events

Filing as of Sep 22, 2026

Feed vintage Oct 23, 2026

Discuss this firm

Regulatory AUM

$106.7M

Bottom 25% of cohort (national)

Discretionary AUM

$106.7M

Clients

102

382 accounts

Employees

Bottom 25% of cohort in NE

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: DRO
Registration date: Oct 22, 2026
Principal office: 2935 PINE LAKE RD, SUITE F, LINCOLN, NE, 68516
Phone: 402-200-4084
Website: http://www.rtinvestments.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $106.7M
Discretionary AUM: $106.7M
Non-discretionary AUM: $0
Discretionary accounts: 382
Non-discretionary accounts: 0
Total accounts: 382
AUM per client: $1.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	34	$83.3M
Pension and profit sharing plans	Fewer than 5	$696K
Individuals (other than high net worth individuals)	68	$22.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11D2
Q11D4

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “ROUND TABLE” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ROUND TABLE” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.