← Directory
STONE HOUSE INVESTMENT MANAGEMENT, LLC
CRD 139410File 801-106971
APPROVED
Retail clients
Custody
Filing as of Jul 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$841.7M
Above cohort median (national)
Discretionary AUM
$835.6M
Non-discretionary $6.0M
Clients
1,171
2,833 accounts
Employees
18
Above cohort median in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Dec 17, 2015
- Principal office
- 80 WEST TIOGA STREET, TUNKHANNOCK, PA, 18657
- Phone
- (570) 836-7020
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $841.7M
- Discretionary AUM
- $835.6M
- Non-discretionary AUM
- $6.0M
- Discretionary accounts
- 2,828
- Non-discretionary accounts
- 5
- Total accounts
- 2,833
- AUM per client
- $719K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 16 | $11.8M |
| Charitable organizations | Fewer than 5 | $1.2M |
| High net worth individuals | 253 | $506.6M |
| Individuals (other than high net worth individuals) | 900 | $322.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 16 | 18 | increased by2 |
| Apr 1, 2026 | Clients | 1,015 | 1,171 | increased by156 |
| Apr 1, 2026 | AUM | $669,913,449 | $841,676,886 | increased by$171,763,437 |
| Apr 1, 2026 | Accounts | 2,461 | 2,833 | increased by372 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 16 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 628 | 1,015 | increased by387 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $407,701,531 | $669,913,449 | increased by$262,211,918 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,648 | 2,461 | increased by813 |
| Apr 1, 2022 | Employees | 15 | 11 | decreased by4 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 502 | 628 | increased by126 |
| Apr 1, 2022 | AUM | $330,808,438 | $407,701,531 | increased by$76,893,093 |
| Apr 1, 2022 | Accounts | 1,439 | 1,648 | increased by209 |
| Feb 1, 2022 | Custody | Yes | No | |
| Aug 1, 2021 | Custody | No | Yes |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STONE HOUSE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STONE HOUSE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.