GFN CAPITAL MANAGEMENT

Legal name: GLAZER CAPITAL MANAGEMENT, LLC

CRD 139403File 801-136197

APPROVED

Retail clients

Filing as of Jul 7, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$120.1M

Bottom 25% of cohort (national)

Discretionary AUM

$110.3M

Non-discretionary $9.7M

Clients

377

384 accounts

Employees

Bottom 25% of cohort in TX

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: FWRO
Registration date: Jul 8, 2026
Principal office: 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX, 75080
Phone: 972-385-0007
Website: HTTP://WWW.GLAZERFINANCIAL.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $120.1M
Discretionary AUM: $110.3M
Non-discretionary AUM: $9.7M
Discretionary accounts: 360
Non-discretionary accounts: 24
Total accounts: 384
AUM per client: $318K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	6	$8.0M
Charitable organizations	6	$1.3M
High net worth individuals	121	$57.8M
Pension and profit sharing plans	54	$31.2M
Individuals (other than high net worth individuals)	190	$21.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Subscription fees
A percentage of assets under your management

Advisory activities

Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.