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CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED
CRD 139012File 801-65715
APPROVED
Retail clients
Disclosure events
Filing as of Sep 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$9.89B
Top 10% of cohort (national)
Discretionary AUM
$9.24B
Non-discretionary $653.0M
Clients
5,183
5,185 accounts
Employees
44
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Jan 27, 2006
- Principal office
- 5 MORRISON STREET, LEVEL 2, EDINBURGH, EH3 8BH
- Phone
- 44 131 229 5252
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.89B
- Discretionary AUM
- $9.24B
- Non-discretionary AUM
- $653.0M
- Discretionary accounts
- 5,178
- Non-discretionary accounts
- 7
- Total accounts
- 5,185
- AUM per client
- $1.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 105 | $104.8M |
| Insurance companies | Fewer than 5 | $310K |
| Investment companies | 1 | $294.0M |
| Charitable organizations | 38 | $215.9M |
| Other investment advisers | 7 | $653.0M |
| High net worth individuals | 7 | $40.8M |
| Pooled investment vehicles | 16 | $4.74B |
| Pension and profit sharing plans | 22 | $1.50B |
| State or municipal government entities | Fewer than 5 | $671.7M |
| Individuals (other than high net worth individuals) | 4,987 | $1.67B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Employees | 77 | 44 | decreased by33 |
| Jan 1, 2026 | Clients | 36 | 5,183 | increased by5,147 |
| Jan 1, 2026 | AUM | $9,609,952,276 | $9,892,865,574 | increased by$282,913,298 |
| Jan 1, 2026 | Accounts | 36 | 5,185 | increased by5,149 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 20 | 36 | increased by16 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $7,827,919,749 | $9,609,952,276 | increased by$1,782,032,527 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 24 | 36 | increased by12 |
| Jan 1, 2022 | Employees | 91 | 77 | decreased by14 |
| Jan 1, 2022 | Clients | 22 | 20 | decreased by2 |
| Jan 1, 2022 | AUM | $6,339,354,155 | $7,827,919,749 | increased by$1,488,565,594 |
| Jan 1, 2022 | Accounts | 25 | 24 | decreased by1 |
| Jul 1, 2021 | Employees | 96 | 91 | decreased by5 |
| Jul 1, 2021 | Clients | 21 | 22 | increased by1 |
| Jul 1, 2021 | AUM | $4,778,404,572 | $6,339,354,155 | increased by$1,560,949,583 |
| Jul 1, 2021 | Accounts | 24 | 25 | increased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CLEARBRIDGE INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CLEARBRIDGE INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.