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RETIREMENT CAPITAL STRATEGIES, INC.
CRD 139009File 801-70918
APPROVED
Retail clients
Disclosure events
Filing as of Apr 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$305.2M
Below cohort median (national)
Discretionary AUM
$305.2M
Clients
263
627 accounts
Employees
6
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jan 4, 2010
- Principal office
- 1190 SARATOGA AVE., SUITE 140, SAN JOSE, CA, 95129
- Phone
- 408-551-6100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $305.2M
- Discretionary AUM
- $305.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 627
- Non-discretionary accounts
- 0
- Total accounts
- 627
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $5.9M |
| Charitable organizations | Fewer than 5 | $601K |
| High net worth individuals | 64 | $218.9M |
| Individuals (other than high net worth individuals) | 197 | $79.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 275 | 263 | decreased by12 |
| Apr 1, 2026 | AUM | $295,517,793 | $305,157,069 | increased by$9,639,276 |
| Apr 1, 2026 | Accounts | 655 | 627 | decreased by28 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 6 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 297 | 275 | decreased by22 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $295,998,391 | $295,517,793 | decreased by$480,598 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 664 | 655 | decreased by9 |
| Apr 1, 2022 | Employees | 9 | 7 | decreased by2 |
| Apr 1, 2022 | Clients | 285 | 297 | increased by12 |
| Apr 1, 2022 | AUM | $272,644,923 | $295,998,391 | increased by$23,353,468 |
| Apr 1, 2022 | Accounts | 598 | 664 | increased by66 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RETIREMENT CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RETIREMENT CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.