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DAI WEALTH, LLC
CRD 138938File 801-66260
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$330.0M
Below cohort median (national)
Discretionary AUM
$321.9M
Non-discretionary $8.0M
Clients
1,537
2,048 accounts
Employees
40
Below cohort median in GA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Feb 24, 2006
- Principal office
- 2800 CENTURY PARKWAY NE, SUITE 650, ATLANTA, GA, 30345
- Phone
- 404-531-7080
- Website
- http://www.daiwealth.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $330.0M
- Discretionary AUM
- $321.9M
- Non-discretionary AUM
- $8.0M
- Discretionary accounts
- 1,561
- Non-discretionary accounts
- 487
- Total accounts
- 2,048
- AUM per client
- $215K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 36 | $4.1M |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Charitable organizations | 8 | $11.3M |
| Other investment advisers | Fewer than 5 | Not reported |
| High net worth individuals | 643 | $198.4M |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans | 26 | $10.7M |
| State or municipal government entities | Fewer than 5 | $11.2M |
| Individuals (other than high net worth individuals) | 823 | $94.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — REFERRAL FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 32 | 40 | increased by8 |
| Apr 1, 2026 | Clients | 1,404 | 1,537 | increased by133 |
| Apr 1, 2026 | AUM | $267,417,235 | $329,951,743 | increased by$62,534,508 |
| Apr 1, 2026 | Accounts | 1,821 | 2,048 | increased by227 |
| Jan 1, 2026 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 32 | increased by18 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 310 | 1,404 | increased by1,094 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $104,484,781 | $267,417,235 | increased by$162,932,454 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 543 | 1,821 | increased by1,278 |
| Apr 1, 2022 | Employees | 13 | 14 | increased by1 |
| Apr 1, 2022 | Clients | 392 | 310 | decreased by82 |
| Apr 1, 2022 | AUM | $108,419,650 | $104,484,781 | decreased by$3,934,869 |
| Apr 1, 2022 | Accounts | 491 | 543 | increased by52 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DAI WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DAI WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.