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TRAYNOR CAPITAL MANAGEMENT
Legal name: TRAYNOR CAPITAL MANAGEMENT, INC.
CRD 138881File 801-78760
APPROVED
Retail clients
Custody
Filing as of Sep 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.42B
Top 25% of cohort (national)
Discretionary AUM
$1.87B
Non-discretionary $550.5M
Clients
1,590
1,660 accounts
Employees
12
Top 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Nov 5, 2013
- Principal office
- 418 E KING ST, MALVERN, PA, 19355
- Phone
- 610-993-9050
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.42B
- Discretionary AUM
- $1.87B
- Non-discretionary AUM
- $550.5M
- Discretionary accounts
- 1,280
- Non-discretionary accounts
- 380
- Total accounts
- 1,660
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 410 | $964.5M |
| Individuals (other than high net worth individuals) | 1,180 | $1.46B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 985 | 1,590 | increased by605 |
| Apr 1, 2026 | AUM | $1,845,679,326 | $2,420,585,194 | increased by$574,905,868 |
| Apr 1, 2026 | Accounts | 1,425 | 1,660 | increased by235 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 12 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 877 | 985 | increased by108 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $934,141,806 | $1,845,679,326 | increased by$911,537,520 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,900 | 1,425 | decreased by475 |
| Apr 1, 2022 | Employees | 8 | 10 | increased by2 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 695 | 877 | increased by182 |
| Apr 1, 2022 | AUM | $726,012,808 | $934,141,806 | increased by$208,128,998 |
| Apr 1, 2022 | Accounts | 1,945 | 1,900 | decreased by45 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TRAYNOR CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TRAYNOR CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.