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EAGLE FINANCIAL STRATEGIES
Legal name: ALPHA CAPITAL ADVISORS, INC.
CRD 138825File 801-120376
APPROVED
Retail clients
Filing as of Mar 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$146.0M
Bottom 25% of cohort (national)
Discretionary AUM
$146.0M
Clients
294
504 accounts
Employees
6
Bottom 25% of cohort in ME
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Feb 24, 2021
- Principal office
- ONE CUMBERLAND PLACE, SUITE 204, BANGOR, ME, 04401
- Phone
- 207-989-5522
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $146.0M
- Discretionary AUM
- $146.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 504
- Non-discretionary accounts
- 0
- Total accounts
- 504
- AUM per client
- $497K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $755K |
| High net worth individuals | 45 | $82.2M |
| Pension and profit sharing plans | Fewer than 5 | $6.1M |
| Individuals (other than high net worth individuals) | 249 | $57.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 296 | 294 | decreased by2 |
| Apr 1, 2026 | AUM | $129,696,230 | $145,988,854 | increased by$16,292,624 |
| Apr 1, 2026 | Accounts | 497 | 504 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 6 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 284 | 296 | increased by12 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $127,569,848 | $129,696,230 | increased by$2,126,382 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 498 | 497 | decreased by1 |
| Apr 1, 2022 | Clients | 286 | 284 | decreased by2 |
| Apr 1, 2022 | AUM | $122,261,290 | $127,569,848 | increased by$5,308,558 |
| Apr 1, 2022 | Accounts | 495 | 498 | increased by3 |
| Nov 1, 2021 | Clients | 260 | 286 | increased by26 |
| Nov 1, 2021 | AUM | $116,452,563 | $122,261,290 | increased by$5,808,727 |
| Nov 1, 2021 | Accounts | 619 | 495 | decreased by124 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “EAGLE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EAGLE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.