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ADVANCED PORTFOLIO MANAGEMENT, LLC
CRD 138769File 801-66005
APPROVED
Custody
Filing as of Sep 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.70B
Top 25% of cohort (national)
Discretionary AUM
$34.7M
Non-discretionary $2.66B
Clients
8
8 accounts
Employees
12
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 23, 2006
- Principal office
- 1330 AVENUE OF THE AMERICAS, 36TH FLOOR, NEW YORK, NY, 10019
- Phone
- 212-838-4700
- Website
- HTTP://WWW.APMCAP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.70B
- Discretionary AUM
- $34.7M
- Non-discretionary AUM
- $2.66B
- Discretionary accounts
- 2
- Non-discretionary accounts
- 6
- Total accounts
- 8
- AUM per client
- $337.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $34.8M |
| Charitable organizations | Fewer than 5 | $1.35B |
| Other investment advisers | 1 | $100K |
| Pooled investment vehicles | 1 | $34.6M |
| Pension and profit sharing plans | Fewer than 5 | $1.28B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 11 | 18 | increased by7 |
| Apr 1, 2026 | Clients | 1 | 8 | increased by7 |
| Apr 1, 2026 | AUM | $2,178,612,885 | $2,697,149,188 | increased by$518,536,303 |
| Apr 1, 2026 | Accounts | 6 | 8 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2 | 1 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,555,628,791 | $2,178,612,885 | decreased by$377,015,906 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 9 | 6 | decreased by3 |
| Apr 1, 2022 | Employees | 10 | 11 | increased by1 |
| Apr 1, 2022 | Clients | 9 | 2 | decreased by7 |
| Apr 1, 2022 | AUM | $1,307,180,779 | $2,555,628,791 | increased by$1,248,448,012 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ADVANCED PORTFOLIO” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ADVANCED PORTFOLIO” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.