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SCHAFFER & COMPANY ASSET MANAGEMENT, INC.
CRD 138463File 801-92168
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$90.8M
Bottom 25% of cohort (national)
Discretionary AUM
$90.8M
Clients
305
562 accounts
Employees
1
Bottom 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Apr 16, 2015
- Principal office
- 13616 QUEENS HARBOR BLVD N, JACKSONVILLE, FL, 32225-4923
- Phone
- 585-563-8626
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $90.8M
- Discretionary AUM
- $90.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 562
- Non-discretionary accounts
- 0
- Total accounts
- 562
- AUM per client
- $298K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $329K |
| Charitable organizations | Fewer than 5 | $34K |
| High net worth individuals | 38 | $43.4M |
| Individuals (other than high net worth individuals) | 262 | $47.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 342 | 305 | decreased by37 |
| Apr 1, 2026 | AUM | $70,049,727 | $90,781,774 | increased by$20,732,047 |
| Apr 1, 2026 | Accounts | 539 | 562 | increased by23 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 1 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 297 | 342 | increased by45 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $60,872,579 | $70,049,727 | increased by$9,177,148 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 476 | 539 | increased by63 |
| Apr 1, 2022 | Employees | 2 | 3 | increased by1 |
| Apr 1, 2022 | Clients | 269 | 297 | increased by28 |
| Apr 1, 2022 | AUM | $49,156,545 | $60,872,579 | increased by$11,716,034 |
| Apr 1, 2022 | Accounts | 414 | 476 | increased by62 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SCHAFFER COMPANY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SCHAFFER COMPANY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.