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PATHWORKS FINANCIAL, INC.
CRD 138393File 801-120476
APPROVED
Retail clients
Filing as of Jan 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$279.3M
Below cohort median (national)
Discretionary AUM
$187.6M
Non-discretionary $91.6M
Clients
410
1,034 accounts
Employees
8
Below cohort median in MI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 10, 2021
- Principal office
- 43155 MAIN STREET, SUITE 212, NOVI, MI, 48375
- Phone
- 248-946-4515
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $279.3M
- Discretionary AUM
- $187.6M
- Non-discretionary AUM
- $91.6M
- Discretionary accounts
- 823
- Non-discretionary accounts
- 211
- Total accounts
- 1,034
- AUM per client
- $681K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $4.0M |
| High net worth individuals | 48 | $186.9M |
| Pension and profit sharing plans | Fewer than 5 | $2.1M |
| Individuals (other than high net worth individuals) | 362 | $86.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Employees | 7 | 8 | increased by1 |
| Feb 1, 2026 | Clients | 555 | 410 | decreased by145 |
| Feb 1, 2026 | AUM | $236,868,620 | $279,258,481 | increased by$42,389,861 |
| Feb 1, 2026 | Accounts | 1,086 | 1,034 | decreased by52 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 7 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 274 | 555 | increased by281 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $145,478,627 | $236,868,620 | increased by$91,389,993 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 732 | 1,086 | increased by354 |
| Mar 1, 2022 | Clients | 301 | 274 | decreased by27 |
| Mar 1, 2022 | AUM | $120,093,809 | $145,478,627 | increased by$25,384,818 |
| Mar 1, 2022 | Accounts | 634 | 732 | increased by98 |
| Sep 1, 2021 | Employees | 5 | 6 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PATHWORKS FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PATHWORKS FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.