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PATHWORKS FINANCIAL, INC.
CRD 138393File 801-120476
APPROVED
Retail clients
Filing as of Jan 22, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$279.3M
Below cohort median (national)
Discretionary AUM
$187.6M
Non-discretionary $91.6M
Clients
410
1,034 accounts
Employees
8
Below cohort median in MI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 10, 2021
- Principal office
- 43155 MAIN STREET, SUITE 212, NOVI, MI, 48375
- Phone
- 248-946-4515
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $279.3M
- Discretionary AUM
- $187.6M
- Non-discretionary AUM
- $91.6M
- Discretionary accounts
- 823
- Non-discretionary accounts
- 211
- Total accounts
- 1,034
- AUM per client
- $681K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $4.0M |
| High net worth individuals | 48 | $186.9M |
| Pension and profit sharing plans | Fewer than 5 | $2.1M |
| Individuals (other than high net worth individuals) | 362 | $86.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.