PRINCIPLED WEALTH ADVISORS, LLC

CRD 138143File 801-136333

APPROVED

Retail clients

Filing as of Jun 22, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$252.1M

Below cohort median (national)

Discretionary AUM

$247.4M

Non-discretionary $4.7M

Clients

157

783 accounts

Employees

Below cohort median in KY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: May 26, 2026
Principal office: 100 EAST RIVERCENTER BLVD, SUITE 810, COVINGTON, KY, 41011-1513
Phone: 859-957-2737
Website: https://www.principledwealth.net

Assets & accounts

ADV Item 5F

Total regulatory AUM: $252.1M
Discretionary AUM: $247.4M
Non-discretionary AUM: $4.7M
Discretionary accounts: 758
Non-discretionary accounts: 25
Total accounts: 783
AUM per client: $1.6M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	5	$21.0M
Charitable organizations	Fewer than 5	$2.9M
High net worth individuals	97	$199.7M
Individuals (other than high net worth individuals)	53	$28.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.