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UNIWEALTH ADVISORS, INC.
CRD 138009File 801-66275
APPROVED
Retail clients
Disclosure events
Filing as of Mar 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$373.2M
Below cohort median (national)
Discretionary AUM
$4.7M
Non-discretionary $368.4M
Clients
9
18 accounts
Employees
1
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Feb 28, 2006
- Principal office
- Not reported
- Phone
- 305-253-9333
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $373.2M
- Discretionary AUM
- $4.7M
- Non-discretionary AUM
- $368.4M
- Discretionary accounts
- 10
- Non-discretionary accounts
- 8
- Total accounts
- 18
- AUM per client
- $41.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $262K |
| State or municipal government entities | 3 | $372.1M |
| Individuals (other than high net worth individuals) | 5 | $758K |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11H1C
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 11 | 9 | decreased by2 |
| Apr 1, 2026 | AUM | $319,879,394 | $373,163,474 | increased by$53,284,080 |
| Apr 1, 2026 | Accounts | 20 | 18 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 15 | 11 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $208,475,949 | $319,879,394 | increased by$111,403,445 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 15 | 20 | increased by5 |
| Apr 1, 2022 | Clients | 20 | 15 | decreased by5 |
| Apr 1, 2022 | AUM | $183,738,886 | $208,475,949 | increased by$24,737,063 |
| Apr 1, 2022 | Accounts | 20 | 15 | decreased by5 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “UNIWEALTH ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“UNIWEALTH ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.