← Directory
FOUNDERS FINANCIAL SECURITIES, LLC
CRD 137945File 801-66892
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Apr 20, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$4.14B
Top 25% of cohort (national)
Discretionary AUM
$3.66B
Non-discretionary $476.5M
Clients
9,870
19,082 accounts
Employees
139
Top 25% of cohort in MD
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Jul 13, 2006
- Principal office
- 1026 CROMWELL BRIDGE ROAD, SUITE 100, TOWSON, MD, 21286
- Phone
- 410-308-9988
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.14B
- Discretionary AUM
- $3.66B
- Non-discretionary AUM
- $476.5M
- Discretionary accounts
- 16,517
- Non-discretionary accounts
- 2,565
- Total accounts
- 19,082
- AUM per client
- $419K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 17 | $8.7M |
| Charitable organizations | 22 | $16.1M |
| High net worth individuals | 1,466 | $2.13B |
| Pension and profit sharing plans | 241 | $414.1M |
| Individuals (other than high net worth individuals) | 8,124 | $1.57B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Subscription fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.