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THIRD POINT LLC

CRD 137927File 801-65088
APPROVED
Custody
Disclosure events
Filing as of May 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$28.73B
Top 10% of cohort (national)
Discretionary AUM
$28.23B
Non-discretionary $506.8M
Clients
57
69 accounts
Employees
143
Top 10% of cohort in NY

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
NYRO
Registration date
Jan 12, 2006
Principal office
55 HUDSON YARDS, 51ST FL, NEW YORK, NY, 10001
Phone
212-715-3880

Assets & accounts

ADV Item 5F
Total regulatory AUM
$28.73B
Discretionary AUM
$28.23B
Non-discretionary AUM
$506.8M
Discretionary accounts
68
Non-discretionary accounts
1
Total accounts
69
AUM per client
$504.1M

Clients by type

ADV Item 5D
Client typeClientsAUM
Insurance companiesFewer than 5$2.11B
Other investment advisers7$642.5M
Pooled investment vehicles50$23.97B
State or municipal government entitiesFewer than 5$6.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Other advisory activities
  • Portfolio management for businesses
  • Portfolio management for pooled investment vehicles

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
Yes
Firm Custody Clients
Yes
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11
  • Q11D2
  • Q11H2
  • Q11H1A
  • Q11H1B

Filed changes

DateFieldFromToChange
Aug 17, 2026Clients6557decreased by8
May 1, 2026Employees139143increased by4
May 1, 2026Clients5565increased by10
May 1, 2026AUM$21,775,035,456$28,732,008,681increased by$6,956,973,225
May 1, 2026Accounts6169increased by8
May 1, 2025
vs Oct 1, 2022
Employees98139increased by41
May 1, 2025
vs Oct 1, 2022
Clients2555increased by30
May 1, 2025
vs Oct 1, 2022
AUM$27,574,264,943$21,775,035,456decreased by$5,799,229,487
May 1, 2025
vs Oct 1, 2022
Accounts2661increased by35
Apr 1, 2022Employees8998increased by9
Apr 1, 2022Clients2725decreased by2
Apr 1, 2022AUM$25,993,994,509$27,574,264,943increased by$1,580,270,434
Apr 1, 2022Accounts2926decreased by3
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “THIRD POINT” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“THIRD POINT” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.