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SMI ADVISORY SERVICES, LLC
CRD 137872File 801-64882
APPROVED
Retail clients
Filing as of Jan 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$949.0M
Above cohort median (national)
Discretionary AUM
$949.0M
Clients
1,083
1,083 accounts
Employees
5
Above cohort median in IN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Nov 15, 2005
- Principal office
- 4400 RAY BOLL BLVD., COLUMBUS, IN, 47203
- Phone
- 800-796-4975
- Website
- HTTPS://SMIFUND.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $949.0M
- Discretionary AUM
- $949.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,083
- Non-discretionary accounts
- 0
- Total accounts
- 1,083
- AUM per client
- $876K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 3 | $226.0M |
| Individuals (other than high net worth individuals) | 1,080 | $723.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 995 | 1,083 | increased by88 |
| Feb 1, 2026 | AUM | $840,000,000 | $949,000,000 | increased by$109,000,000 |
| Feb 1, 2026 | Accounts | 995 | 1,083 | increased by88 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 5 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 833 | 995 | increased by162 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $667,000,000 | $840,000,000 | increased by$173,000,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 833 | 995 | increased by162 |
| Sep 1, 2022 | Employees | 3 | 4 | increased by1 |
| Sep 1, 2022 | Clients | 704 | 833 | increased by129 |
| Sep 1, 2022 | AUM | $688,100,000 | $667,000,000 | decreased by$21,100,000 |
| Sep 1, 2022 | Accounts | 580 | 833 | increased by253 |
| Feb 1, 2022 | Employees | 5 | 3 | decreased by2 |
| Feb 1, 2022 | Clients | 555 | 704 | increased by149 |
| Feb 1, 2022 | AUM | $664,000,000 | $688,100,000 | increased by$24,100,000 |
| Feb 1, 2022 | Accounts | 560 | 580 | increased by20 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SMI ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SMI ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.