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TLC GROUP INVESTMENT ADVISORS, LLC
CRD 137814File 801-122544
APPROVED
Retail clients
Custody
Filing as of Mar 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$168.4M
Bottom 25% of cohort (national)
Discretionary AUM
$116.8M
Non-discretionary $51.6M
Clients
205
377 accounts
Employees
6
Bottom 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Oct 22, 2021
- Principal office
- 270 WALKER DRIVE, SUITE 201, STATE COLLEGE, PA, 16801
- Phone
- 814-231-2265
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $168.4M
- Discretionary AUM
- $116.8M
- Non-discretionary AUM
- $51.6M
- Discretionary accounts
- 361
- Non-discretionary accounts
- 16
- Total accounts
- 377
- AUM per client
- $821K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $16 |
| Charitable organizations | Fewer than 5 | $736K |
| High net worth individuals | 27 | $63.7M |
| Pension and profit sharing plans | 19 | $55.8M |
| Individuals (other than high net worth individuals) | 159 | $48.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 215 | 205 | decreased by10 |
| Apr 1, 2026 | AUM | $146,945,782 | $168,352,529 | increased by$21,406,747 |
| Apr 1, 2026 | Accounts | 348 | 377 | increased by29 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 201 | 215 | increased by14 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $122,704,145 | $146,945,782 | increased by$24,241,637 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 295 | 348 | increased by53 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 211 | 201 | decreased by10 |
| Apr 1, 2022 | AUM | $113,033,333 | $122,704,145 | increased by$9,670,812 |
| Apr 1, 2022 | Accounts | 271 | 295 | increased by24 |
| Nov 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TLC GROUP” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TLC GROUP” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.