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INVESTCORP INVESTMENT ADVISERS LLC
CRD 137790File 801-64942
APPROVED
Custody
Filing as of Sep 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$6.19B
Top 25% of cohort (national)
Discretionary AUM
$6.19B
Non-discretionary $2.6M
Clients
17
54 accounts
Employees
52
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 25, 2005
- Principal office
- 280 PARK AVENUE, 36TH FLOOR, NEW YORK, NY, 10017
- Phone
- 212-599-4700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.19B
- Discretionary AUM
- $6.19B
- Non-discretionary AUM
- $2.6M
- Discretionary accounts
- 53
- Non-discretionary accounts
- 1
- Total accounts
- 54
- AUM per client
- $364.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 17 | $4.12B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 49 | 19 | decreased by30 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 78 | 71 | decreased by7 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 40 | 49 | increased by9 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $4,265,238,195 | $5,527,976,271 | increased by$1,262,738,076 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 40 | 49 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 93 | 78 | decreased by15 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 34 | 40 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,511,490,453 | $4,265,238,195 | increased by$1,753,747,742 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 34 | 40 | increased by6 |
| Oct 1, 2022 | Employees | 78 | 93 | increased by15 |
| Oct 1, 2022 | Clients | 23 | 34 | increased by11 |
| Oct 1, 2022 | AUM | $740,669,768 | $2,511,490,453 | increased by$1,770,820,685 |
| Oct 1, 2022 | Accounts | 23 | 34 | increased by11 |
| Oct 1, 2021 | Employees | 81 | 78 | decreased by3 |
| Oct 1, 2021 | Clients | 19 | 23 | increased by4 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “INVESTCORP INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“INVESTCORP INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.