R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.

CRD 137788File 801-65629

APPROVED

Custody

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$33.6M

Bottom 25% of cohort (national)

Discretionary AUM

$33.6M

Clients

6 accounts

Employees

Bottom 25% of cohort in FL

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: MIRO
Registration date: Jan 27, 2006
Principal office: 16690 COLLINS AVENUE, SUITE #801, SUNNY ISLES BEACH, FL, 33160
Phone: 212-245-0400
Website: HTTP://WWW.NIEDERHOFFER.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $33.6M
Discretionary AUM: $33.6M
Non-discretionary AUM: $0
Discretionary accounts: 6
Non-discretionary accounts: 0
Total accounts: 6
AUM per client: $3.4M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$0
Investment companies	4	$0
Pooled investment vehicles	6	$33.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Other (described) — CERTAIN PRIV FUNDS PAY A LIQUIDITY FEE AS % OF AUM
Performance-based fees
A percentage of assets under your management

Advisory activities

Other advisory activities
Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.