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VECTORS ASSET MANAGEMENT
Legal name: VECTORS RESEARCH MANAGEMENT LLC
CRD 137772File 801-64986
APPROVED
Retail clients
Filing as of Mar 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.01B
Above cohort median (national)
Discretionary AUM
$910.2M
Non-discretionary $98.8M
Clients
859
1,269 accounts
Employees
4
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 15, 2005
- Principal office
- 65 BLEECKER STREET, 5TH FLOOR, NEW YORK, NY, 10012
- Phone
- 212-431-0857
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.01B
- Discretionary AUM
- $910.2M
- Non-discretionary AUM
- $98.8M
- Discretionary accounts
- 1,199
- Non-discretionary accounts
- 70
- Total accounts
- 1,269
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 13 | $49.0M |
| Insurance companies | 6 | $122.0M |
| Charitable organizations | 6 | $5.0M |
| High net worth individuals | 164 | $436.1M |
| Banking or thrift institutions | Fewer than 5 | $88.9M |
| Pension and profit sharing plans | 8 | $4.0M |
| State or municipal government entities | Fewer than 5 | $253.4M |
| Individuals (other than high net worth individuals) | 659 | $50.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Educational seminars
- Other advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 1,324 | 859 | decreased by465 |
| Apr 1, 2026 | AUM | $844,496,986 | $1,009,001,603 | increased by$164,504,617 |
| Apr 1, 2026 | Accounts | 1,324 | 1,269 | decreased by55 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,221 | 1,324 | increased by103 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $753,898,422 | $844,496,986 | increased by$90,598,564 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,425 | 1,324 | decreased by1,101 |
| Apr 1, 2022 | Clients | 1,354 | 1,221 | decreased by133 |
| Apr 1, 2022 | AUM | $555,667,920 | $753,898,422 | increased by$198,230,502 |
| Apr 1, 2022 | Accounts | 1,354 | 2,425 | increased by1,071 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VECTORS ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VECTORS ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.