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VECTORS ASSET MANAGEMENT
Legal name: VECTORS RESEARCH MANAGEMENT LLC
CRD 137772File 801-64986
APPROVED
Retail clients
Filing as of Mar 18, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.01B
Above cohort median (national)
Discretionary AUM
$910.2M
Non-discretionary $98.8M
Clients
859
1,269 accounts
Employees
4
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 15, 2005
- Principal office
- 65 BLEECKER STREET, 5TH FLOOR, NEW YORK, NY, 10012
- Phone
- 212-431-0857
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.01B
- Discretionary AUM
- $910.2M
- Non-discretionary AUM
- $98.8M
- Discretionary accounts
- 1,199
- Non-discretionary accounts
- 70
- Total accounts
- 1,269
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 13 | $49.0M |
| Insurance companies | 6 | $122.0M |
| Charitable organizations | 6 | $5.0M |
| High net worth individuals | 164 | $436.1M |
| Banking or thrift institutions | Fewer than 5 | $88.9M |
| Pension and profit sharing plans | 8 | $4.0M |
| State or municipal government entities | Fewer than 5 | $253.4M |
| Individuals (other than high net worth individuals) | 659 | $50.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Educational seminars
- Other advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.