TWIN LAKES CAPITAL

Legal name: TWIN LAKES CAPITAL MANAGEMENT, LLC

CRD 137522File 801-113264

APPROVED

Retail clients

Custody

Filing as of Mar 25, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$314.7M

Below cohort median (national)

Discretionary AUM

$314.7M

Clients

401 accounts

Employees

Below cohort median in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: SFRO
Registration date: May 18, 2018
Principal office: 3 LAGOON DRIVE, SUITE 150, REDWOOD SHORES, CA, 94065
Phone: (650) 610-9363
Website: Not reported

Assets & accounts

ADV Item 5F

Total regulatory AUM: $314.7M
Discretionary AUM: $314.7M
Non-discretionary AUM: $0
Discretionary accounts: 401
Non-discretionary accounts: 0
Total accounts: 401
AUM per client: $3.5M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	6	$13.3M
Charitable organizations	Fewer than 5	$50K
High net worth individuals	49	$278.4M
Pension and profit sharing plans	Fewer than 5	$7.0M
Individuals (other than high net worth individuals)	34	$15.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.