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WEST FINANCIAL SERVICES, INC.
CRD 137497File 801-64834
APPROVED
Retail clients
Custody
Filing as of Aug 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.84B
Top 25% of cohort (national)
Discretionary AUM
$2.81B
Non-discretionary $24.9M
Clients
964
2,766 accounts
Employees
39
Top 25% of cohort in VA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Oct 3, 2005
- Principal office
- 2010 CORPORATE RIDGE ROAD, STE 530, MCLEAN, VA, 22102
- Phone
- 703-847-2500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.84B
- Discretionary AUM
- $2.81B
- Non-discretionary AUM
- $24.9M
- Discretionary accounts
- 2,709
- Non-discretionary accounts
- 57
- Total accounts
- 2,766
- AUM per client
- $2.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 19 | $136.8M |
| Charitable organizations | Fewer than 5 | $741K |
| High net worth individuals | 546 | $2.53B |
| Pension and profit sharing plans | 4 | $18.7M |
| Individuals (other than high net worth individuals) | 394 | $148.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 38 | 39 | increased by1 |
| Apr 1, 2026 | Clients | 919 | 964 | increased by45 |
| Apr 1, 2026 | AUM | $2,574,623,952 | $2,836,210,165 | increased by$261,586,213 |
| Apr 1, 2026 | Accounts | 2,636 | 2,766 | increased by130 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 883 | 919 | increased by36 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,283,300,433 | $2,574,623,952 | increased by$291,323,519 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,431 | 2,636 | increased by205 |
| Apr 1, 2022 | Employees | 35 | 38 | increased by3 |
| Apr 1, 2022 | Clients | 814 | 883 | increased by69 |
| Apr 1, 2022 | AUM | $1,942,511,133 | $2,283,300,433 | increased by$340,789,300 |
| Apr 1, 2022 | Accounts | 2,289 | 2,431 | increased by142 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WEST FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WEST FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.