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HERITAGE WEALTH ADVISORS
Legal name: HERITAGE WEALTH ADVISORS, LLC
CRD 137484File 801-64803
APPROVED
Retail clients
Custody
Filing as of Jul 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.86B
Top 25% of cohort (national)
Discretionary AUM
$4.71B
Non-discretionary $152.9M
Clients
451
1,616 accounts
Employees
36
Top 10% of cohort in VA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Oct 27, 2005
- Principal office
- 919 EAST MAIN STREET, SUITE 950, RICHMOND, VA, 23219
- Phone
- 804-643-4080
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.86B
- Discretionary AUM
- $4.71B
- Non-discretionary AUM
- $152.9M
- Discretionary accounts
- 1,584
- Non-discretionary accounts
- 32
- Total accounts
- 1,616
- AUM per client
- $10.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 41 | $320.3M |
| Charitable organizations | 19 | $1.63B |
| High net worth individuals | 254 | $2.61B |
| Pooled investment vehicles | 7 | $255.4M |
| Individuals (other than high net worth individuals) | 130 | $44.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 424 | 451 | increased by27 |
| Apr 1, 2026 | AUM | $4,567,546,731 | $4,858,545,649 | increased by$290,998,918 |
| Apr 1, 2026 | Accounts | 1,623 | 1,616 | decreased by7 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 26 | 36 | increased by10 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 367 | 424 | increased by57 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,325,396,139 | $4,567,546,731 | increased by$1,242,150,592 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,297 | 1,623 | increased by326 |
| Apr 1, 2022 | Employees | 24 | 26 | increased by2 |
| Apr 1, 2022 | Clients | 353 | 367 | increased by14 |
| Apr 1, 2022 | AUM | $2,668,745,096 | $3,325,396,139 | increased by$656,651,043 |
| Apr 1, 2022 | Accounts | 1,226 | 1,297 | increased by71 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HERITAGE WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HERITAGE WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.