← Directory
ROCKWOOD WEALTH MANAGEMENT, LLC
CRD 137481File 801-69884
APPROVED
Retail clients
Filing as of Jul 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.87B
Top 25% of cohort (national)
Discretionary AUM
$2.85B
Non-discretionary $23.7M
Clients
959
5,237 accounts
Employees
53
Top 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Jan 26, 2009
- Principal office
- 6464 LOWER YORK ROAD, NEW HOPE, PA, 18938
- Phone
- 267-983-6400
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.87B
- Discretionary AUM
- $2.85B
- Non-discretionary AUM
- $23.7M
- Discretionary accounts
- 5,194
- Non-discretionary accounts
- 43
- Total accounts
- 5,237
- AUM per client
- $3.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $4.2M |
| Charitable organizations | 10 | $11.9M |
| High net worth individuals | 480 | $2.39B |
| Pension and profit sharing plans | 26 | $79.2M |
| Individuals (other than high net worth individuals) | 438 | $381.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 971 | 959 | decreased by12 |
| Aug 1, 2026 | Employees | 54 | 53 | decreased by1 |
| Jun 1, 2026 | Employees | 53 | 54 | increased by1 |
| Apr 1, 2026 | Clients | 1,021 | 971 | decreased by50 |
| Apr 1, 2026 | AUM | $2,185,443,848 | $2,869,900,402 | increased by$684,456,554 |
| Apr 1, 2026 | Accounts | 4,476 | 5,237 | increased by761 |
| Mar 1, 2026 | Employees | 50 | 53 | increased by3 |
| Jan 1, 2026 | Employees | 51 | 50 | decreased by1 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 47 | 51 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 35 | 47 | increased by12 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 700 | 1,021 | increased by321 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,378,020,280 | $2,185,443,848 | increased by$807,423,568 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,398 | 4,476 | increased by1,078 |
| Aug 1, 2022 | Employees | 32 | 35 | increased by3 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ROCKWOOD WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ROCKWOOD WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.