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SECURA FINANCIAL
Legal name: SECURA FINANCIAL, LLC
CRD 137324File 801-113072
APPROVED
Retail clients
Filing as of Jul 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$319.9M
Below cohort median (national)
Discretionary AUM
$319.9M
Clients
681
1,242 accounts
Employees
9
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 25, 2018
- Principal office
- 333 CITY BOULEVARD WEST,, SUITE 2050, ORANGE, CA, 92868-2944
- Phone
- 714-704-6616
- Website
- HTTP://securawm.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $319.9M
- Discretionary AUM
- $319.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,242
- Non-discretionary accounts
- 0
- Total accounts
- 1,242
- AUM per client
- $470K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $95K |
| High net worth individuals | 428 | $256.7M |
| Pension and profit sharing plans | 7 | $2.4M |
| Individuals (other than high net worth individuals) | 245 | $60.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — REFERRAL FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Employees | 8 | 9 | increased by1 |
| Jun 1, 2026 | Employees | 9 | 8 | decreased by1 |
| Jun 1, 2026 | Clients | 986 | 681 | decreased by305 |
| Jun 1, 2026 | AUM | $261,784,000 | $319,926,000 | increased by$58,142,000 |
| Jun 1, 2026 | Accounts | 1,141 | 1,242 | increased by101 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 9 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 510 | 986 | increased by476 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $222,099,502 | $261,784,000 | increased by$39,684,498 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,005 | 1,141 | increased by136 |
| Apr 1, 2022 | Clients | 681 | 510 | decreased by171 |
| Apr 1, 2022 | AUM | $188,001,355 | $222,099,502 | increased by$34,098,147 |
| Apr 1, 2022 | Accounts | 424 | 1,005 | increased by581 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SECURA FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SECURA FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.