← Directory
LIGHTHOUSE FINANCIAL
Legal name: LIGHTHOUSE FINANCIAL LLC
CRD 137277File 801-128475
APPROVED
Retail clients
Custody
Filing as of Jun 2, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$755.6M
Above cohort median (national)
Discretionary AUM
$205.4M
Non-discretionary $550.2M
Clients
134
337 accounts
Employees
1
Above cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jul 31, 2023
- Principal office
- 4020 PARK STREET N, SUITE 201D, SAINT PETERSBURG, FL, 33709
- Phone
- 727-490-5797
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $755.6M
- Discretionary AUM
- $205.4M
- Non-discretionary AUM
- $550.2M
- Discretionary accounts
- 334
- Non-discretionary accounts
- 3
- Total accounts
- 337
- AUM per client
- $5.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $15.9M |
| High net worth individuals | 48 | $711.9M |
| Individuals (other than high net worth individuals) | 84 | $27.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.