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TRIAXX ASSET MANAGEMENT LLC
CRD 137140File 801-65566
APPROVED
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$26.1M
Bottom 25% of cohort (national)
Discretionary AUM
$26.1M
Clients
3
3 accounts
Employees
1
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 26, 2006
- Principal office
- 1 WORLD TRADE CENTER, 85TH FLOOR, NEW YORK, NY, 10007
- Phone
- (646) 443-6165
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $26.1M
- Discretionary AUM
- $26.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3
- Non-discretionary accounts
- 0
- Total accounts
- 3
- AUM per client
- $8.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 3 | $26.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — ADVISER NOT COMPENSATED SINCE 2014
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
- Q11H1B
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | AUM | $27,300,000 | $26,096,080 | decreased by$1,203,920 |
| Dec 1, 2025 vs May 1, 2025 | Custody | Yes | No | |
| Dec 1, 2025 vs May 1, 2025 | AUM | $34,328,446 | $27,300,000 | decreased by$7,028,446 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 1 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | AUM | $56,111,602 | $34,328,446 | decreased by$21,783,156 |
| Apr 1, 2022 | AUM | $96,930,157 | $56,111,602 | decreased by$40,818,555 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TRIAXX ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TRIAXX ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.