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WEALTH MANAGEMENT
Legal name: WEALTH MANAGEMENT NEBRASKA LLC
CRD 137080File 801-65977
APPROVED
Retail clients
Disclosure events
Filing as of Aug 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.71B
Top 25% of cohort (national)
Discretionary AUM
$3.67B
Non-discretionary $42.7M
Clients
4,751
4,751 accounts
Employees
61
Top 25% of cohort in NE
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Feb 17, 2006
- Principal office
- 125 SOUTH 4TH STREET, NORFOLK, NE, 68701
- Phone
- 402-371-1160
- Website
- HTTPS://403BPLAN.NET/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.71B
- Discretionary AUM
- $3.67B
- Non-discretionary AUM
- $42.7M
- Discretionary accounts
- 4,750
- Non-discretionary accounts
- 1
- Total accounts
- 4,751
- AUM per client
- $781K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 11 | $7.2M |
| Charitable organizations | 7 | $13.9M |
| High net worth individuals | 1,021 | $872.0M |
| Pension and profit sharing plans | Fewer than 5 | $1.97B |
| State or municipal government entities | 1 | $421K |
| Individuals (other than high net worth individuals) | 3,710 | $849.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 12, 2026 | Custody | Yes | No | |
| Apr 1, 2026 | Employees | 60 | 61 | increased by1 |
| Apr 1, 2026 | Clients | 3,617 | 4,751 | increased by1,134 |
| Apr 1, 2026 | AUM | $3,100,744,962 | $3,708,706,532 | increased by$607,961,570 |
| Apr 1, 2026 | Accounts | 3,617 | 4,751 | increased by1,134 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 3,127 | 3,617 | increased by490 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,457,115,606 | $3,100,744,962 | increased by$643,629,356 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,127 | 3,617 | increased by490 |
| Apr 1, 2022 | Clients | 2,887 | 3,127 | increased by240 |
| Apr 1, 2022 | AUM | $1,964,292,111 | $2,457,115,606 | increased by$492,823,495 |
| Apr 1, 2022 | Accounts | 2,887 | 3,127 | increased by240 |
| Nov 1, 2021 | Employees | 51 | 60 | increased by9 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WEALTH MANAGEMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WEALTH MANAGEMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.