WILLIAMS FINANCIAL, LLC

CRD 137038File 801-118678

APPROVED

Retail clients

Custody

Filing as of Mar 26, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$209.9M

Below cohort median (national)

Discretionary AUM

$201.1M

Non-discretionary $8.8M

Clients

267

837 accounts

Employees

Bottom 25% of cohort in VT

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: May 8, 2020
Principal office: 12 MAIN STREET, NORTH BENNINGTON, VT, 05257
Phone: 866-986-4469
Website: HTTPS://WWW.WILLIAMSFINANCIAL.NET

Assets & accounts

ADV Item 5F

Total regulatory AUM: $209.9M
Discretionary AUM: $201.1M
Non-discretionary AUM: $8.8M
Discretionary accounts: 799
Non-discretionary accounts: 38
Total accounts: 837
AUM per client: $786K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$1.2M
High net worth individuals	63	$121.7M
Pension and profit sharing plans	Fewer than 5	$4.6M
Individuals (other than high net worth individuals)	198	$82.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.