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CLEARBRIDGE INVESTMENTS, LLC
CRD 137028File 801-64710
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$184.81B
Top 10% of cohort (national)
Discretionary AUM
$141.54B
Non-discretionary $43.27B
Clients
124,530
12,530 accounts
Employees
210
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 30, 2005
- Principal office
- ONE MADISON AVENUE, 18TH FLOOR, NEW YORK, NY, 10010
- Phone
- 212-805-2000
- Website
- HTTPS://WWW.CLEARBRIDGE.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $184.81B
- Discretionary AUM
- $141.54B
- Non-discretionary AUM
- $43.27B
- Discretionary accounts
- 12,459
- Non-discretionary accounts
- 71
- Total accounts
- 12,530
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 659 | $2.50B |
| Insurance companies | Fewer than 5 | $445.4M |
| Investment companies | 44 | $74.57B |
| Charitable organizations | 244 | $1.53B |
| Other investment advisers | 68 | $42.80B |
| High net worth individuals | 452 | $1.32B |
| Pooled investment vehicles | 47 | $11.01B |
| Banking or thrift institutions | 33 | $313.9M |
| Pension and profit sharing plans | 469 | $2.63B |
| State or municipal government entities | 17 | $276.3M |
| Individuals (other than high net worth individuals) | 122,494 | $47.40B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Employees | 214 | 210 | decreased by4 |
| Jan 1, 2026 | Clients | 122,375 | 124,530 | increased by2,155 |
| Jan 1, 2026 | AUM | $180,788,611,945 | $184,809,812,930 | increased by$4,021,200,985 |
| Jan 1, 2026 | Accounts | 122,375 | 12,530 | decreased by109,845 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 216 | 214 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 123,552 | 122,375 | decreased by1,177 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $189,672,708,179 | $180,788,611,945 | decreased by$8,884,096,234 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 123,552 | 122,375 | decreased by1,177 |
| Jan 1, 2022 | Employees | 206 | 216 | increased by10 |
| Jan 1, 2022 | Clients | 121,291 | 123,552 | increased by2,261 |
| Jan 1, 2022 | AUM | $178,667,619,458 | $189,672,708,179 | increased by$11,005,088,721 |
| Jan 1, 2022 | Accounts | 121,292 | 123,552 | increased by2,260 |
| Jul 1, 2021 | Clients | 122,842 | 121,291 | decreased by1,551 |
| Jul 1, 2021 | AUM | $120,539,202,612 | $178,667,619,458 | increased by$58,128,416,846 |
| Jul 1, 2021 | Accounts | 122,842 | 121,292 | decreased by1,550 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CLEARBRIDGE INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CLEARBRIDGE INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.