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CLEARBRIDGE INVESTMENTS, LLC
CRD 137028File 801-64710
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jan 5, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$184.81B
Top 10% of cohort (national)
Discretionary AUM
$141.54B
Non-discretionary $43.27B
Clients
124,530
12,530 accounts
Employees
210
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 30, 2005
- Principal office
- ONE MADISON AVENUE, 18TH FLOOR, NEW YORK, NY, 10010
- Phone
- 212-805-2000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $184.81B
- Discretionary AUM
- $141.54B
- Non-discretionary AUM
- $43.27B
- Discretionary accounts
- 12,459
- Non-discretionary accounts
- 71
- Total accounts
- 12,530
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 659 | $2.50B |
| Insurance companies | Fewer than 5 | $445.4M |
| Investment companies | 44 | $74.57B |
| Charitable organizations | 244 | $1.53B |
| Other investment advisers | 68 | $42.80B |
| High net worth individuals | 452 | $1.32B |
| Pooled investment vehicles | 47 | $11.01B |
| Banking or thrift institutions | 33 | $313.9M |
| Pension and profit sharing plans | 469 | $2.63B |
| State or municipal government entities | 17 | $276.3M |
| Individuals (other than high net worth individuals) | 122,494 | $47.40B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.