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YIM INVESTMENT MANAGEMENT, LLC
CRD 136984File 801-64818
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 25, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$307.8M
Below cohort median (national)
Discretionary AUM
$286.1M
Non-discretionary $21.7M
Clients
523
1,595 accounts
Employees
7
Above cohort median in HI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Dec 1, 2005
- Principal office
- 1950 YOUNG STREET SUITE 288, HONOLULU, HI, 96826-2150
- Phone
- 808-955-8800
- Website
- HTTP://WWW.YIMLLC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $307.8M
- Discretionary AUM
- $286.1M
- Non-discretionary AUM
- $21.7M
- Discretionary accounts
- 1,561
- Non-discretionary accounts
- 34
- Total accounts
- 1,595
- AUM per client
- $589K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 105 | $182.6M |
| Individuals (other than high net worth individuals) | 418 | $125.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Commissions
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Custody | false | true |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.