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GLAZER CAPITAL, LLC.

CRD 136932File 801-65644
APPROVED
Custody
Disclosure events
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$6.81B
Top 25% of cohort (national)
Discretionary AUM
$6.81B
Clients
4
4 accounts
Employees
45
Top 25% of cohort in NY

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
NYRO
Registration date
Sep 11, 2006
Principal office
250 WEST 55TH STREET, SUITE 30A, NEW YORK, NY, 10019
Phone
212-808-7304

Assets & accounts

ADV Item 5F
Total regulatory AUM
$6.81B
Discretionary AUM
$6.81B
Non-discretionary AUM
$0
Discretionary accounts
4
Non-discretionary accounts
0
Total accounts
4
AUM per client
$1.70B

Clients by type

ADV Item 5D
Client typeClientsAUM
Pooled investment vehicles3$6.28B
Pension and profit sharing plans1$536.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Portfolio management for businesses
  • Portfolio management for pooled investment vehicles

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
Yes
Firm Custody Clients
Yes
Firm Custody Securities
Yes
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11
  • Q11
  • Q11C2
  • Q11C4
  • Q11C5

Filed changes

DateFieldFromToChange
Apr 1, 2026Employees3845increased by7
Apr 1, 2026Clients54decreased by1
Apr 1, 2026AUM$4,081,400,000$6,814,590,000increased by$2,733,190,000
Apr 1, 2026Accounts54decreased by1
May 1, 2025
vs Oct 1, 2022
Employees3038increased by8
May 1, 2025
vs Oct 1, 2022
DisclosuresNoYes
May 1, 2025
vs Oct 1, 2022
Clients85decreased by3
May 1, 2025
vs Oct 1, 2022
AUM$5,889,400,000$4,081,400,000decreased by$1,808,000,000
May 1, 2025
vs Oct 1, 2022
Accounts85decreased by3
Apr 1, 2022Employees2930increased by1
Apr 1, 2022Clients128decreased by4
Apr 1, 2022AUM$4,544,600,000$5,889,400,000increased by$1,344,800,000
Apr 1, 2022Accounts128decreased by4
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “GLAZER CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GLAZER CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.