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TRAUB CAPITAL MANAGEMENT
Legal name: TRAUB CAPITAL MANAGEMENT, LLC
CRD 136851File 801-70068
APPROVED
Retail clients
Filing as of Mar 5, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$210.8M
Below cohort median (national)
Discretionary AUM
$207.4M
Non-discretionary $3.4M
Clients
131
131 accounts
Employees
4
Bottom 25% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Apr 16, 2009
- Principal office
- 97 CHAPEL ST, SUITE 7, NEEDHAM, MA, 02492-2680
- Phone
- 781-453-3929
- Website
- HTTP://TRAUBCAPITAL.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $210.8M
- Discretionary AUM
- $207.4M
- Non-discretionary AUM
- $3.4M
- Discretionary accounts
- 130
- Non-discretionary accounts
- 1
- Total accounts
- 131
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $1.6M |
| High net worth individuals | 70 | $192.4M |
| Pension and profit sharing plans | 1 | $2.7M |
| Individuals (other than high net worth individuals) | 59 | $14.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.