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DOUBLE BAY MANAGEMENT & PLANNING
Legal name: OXLEY, HARRY KEIR
CRD 136373File 801-106587
APPROVED
Retail clients
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$127.0M
Bottom 25% of cohort (national)
Discretionary AUM
$127.0M
Clients
32
100 accounts
Employees
1
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Sole Proprietorship
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Aug 31, 2015
- Principal office
- 50 CALIFORNIA STREET, SUITE 1500, SAN FRANCISCO, CA, 94111
- Phone
- 800-494-3267
- Website
- HTTP://WWW.DOUBLEBAYMP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $127.0M
- Discretionary AUM
- $127.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 100
- Non-discretionary accounts
- 0
- Total accounts
- 100
- AUM per client
- $4.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 23 | $104.5M |
| Pension and profit sharing plans | Fewer than 5 | $21.3M |
| Individuals (other than high net worth individuals) | 9 | $1.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 29 | 32 | increased by3 |
| Apr 1, 2026 | AUM | $111,160,736 | $127,047,204 | increased by$15,886,468 |
| Apr 1, 2026 | Accounts | 81 | 100 | increased by19 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 23 | 29 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $112,425,565 | $111,160,736 | decreased by$1,264,829 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 91 | 81 | decreased by10 |
| Apr 1, 2022 | Clients | 27 | 23 | decreased by4 |
| Apr 1, 2022 | AUM | $105,077,252 | $112,425,565 | increased by$7,348,313 |
| Apr 1, 2022 | Accounts | 90 | 91 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DOUBLE BAY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DOUBLE BAY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.