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STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
CRD 136369File 801-64675
APPROVED
Retail clients
Custody
Filing as of Jul 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$9.55B
Top 10% of cohort (national)
Discretionary AUM
$9.55B
Clients
257
277 accounts
Employees
22
Top 10% of cohort in AR
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Sep 2, 2005
- Principal office
- 111 CENTER STREET, LITTLE ROCK, AR, 72201
- Phone
- 800-458-6589
- Website
- HTTP://WWW.STEPHENSIMG.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.55B
- Discretionary AUM
- $9.55B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 277
- Non-discretionary accounts
- 0
- Total accounts
- 277
- AUM per client
- $37.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 24 | $34.5M |
| Investment companies | 4 | $6.47B |
| High net worth individuals | 212 | $124.1M |
| Pooled investment vehicles | 2 | $564.9M |
| Pension and profit sharing plans | 9 | $2.02B |
| State or municipal government entities | 6 | $174.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 277 | 257 | decreased by20 |
| Aug 1, 2026 | Clients | 197 | 277 | increased by80 |
| Aug 1, 2026 | AUM | $7,856,194,359 | $9,546,934,754 | increased by$1,690,740,395 |
| Aug 1, 2026 | Accounts | 197 | 277 | increased by80 |
| Apr 1, 2026 | Employees | 23 | 22 | decreased by1 |
| Apr 1, 2026 | Clients | 174 | 197 | increased by23 |
| Apr 1, 2026 | AUM | $7,637,388,860 | $7,856,194,359 | increased by$218,805,499 |
| Apr 1, 2026 | Accounts | 174 | 197 | increased by23 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 21 | 23 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 116 | 174 | increased by58 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $7,845,054,610 | $7,637,388,860 | decreased by$207,665,750 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 116 | 174 | increased by58 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 111 | 116 | increased by5 |
| Apr 1, 2022 | AUM | $7,816,335,906 | $7,845,054,610 | increased by$28,718,704 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STEPHENS INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STEPHENS INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.