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STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
CRD 136369File 801-64675
APPROVED
Retail clients
Custody
Filing as of Jul 16, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$9.55B
Top 10% of cohort (national)
Discretionary AUM
$9.55B
Clients
257
277 accounts
Employees
22
Top 10% of cohort in AR
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Sep 2, 2005
- Principal office
- 111 CENTER STREET, LITTLE ROCK, AR, 72201
- Phone
- 800-458-6589
- Website
- HTTP://WWW.STEPHENSIMG.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.55B
- Discretionary AUM
- $9.55B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 277
- Non-discretionary accounts
- 0
- Total accounts
- 277
- AUM per client
- $37.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 24 | $34.5M |
| Investment companies | 4 | $6.47B |
| High net worth individuals | 212 | $124.1M |
| Pooled investment vehicles | 2 | $564.9M |
| Pension and profit sharing plans | 9 | $2.02B |
| State or municipal government entities | 6 | $174.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 277 | 257 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.