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OPEN FIELD CAPITAL LLC

CRD 136313File 801-64621
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$208.1M
Below cohort median (national)
Discretionary AUM
$208.1M
Clients
14
16 accounts
Employees
4
Bottom 25% of cohort in NY

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
NYRO
Registration date
Aug 15, 2005
Principal office
1140 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036-5803
Phone
646-380-6611

Assets & accounts

ADV Item 5F
Total regulatory AUM
$208.1M
Discretionary AUM
$208.1M
Non-discretionary AUM
$0
Discretionary accounts
16
Non-discretionary accounts
0
Total accounts
16
AUM per client
$14.9M

Clients by type

ADV Item 5D
Client typeClientsAUM
High net worth individualsFewer than 5$13.8M
Pooled investment vehicles10$111.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Portfolio management for businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
Yes
Firm Custody Clients
Yes
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromTo
Aug 17, 2026Clients1614
Aug 12, 2026RegistrationAPPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.