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KEY INVESTMENT SERVICES LLC
CRD 136300File 801-65060
APPROVED
Retail clients
Disclosure events
Filing as of Jun 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$8.88B
Top 10% of cohort (national)
Discretionary AUM
$0
Non-discretionary $8.88B
Clients
34,920
34,920 accounts
Employees
1,325
Top 10% of cohort in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 3, 2006
- Principal office
- 4900 TIEDEMAN ROAD, OH-01-49-0215, BROOKLYN, OH, 44144
- Phone
- (888) 547-2968
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $8.88B
- Discretionary AUM
- $0
- Non-discretionary AUM
- $8.88B
- Discretionary accounts
- 0
- Non-discretionary accounts
- 34,920
- Total accounts
- 34,920
- AUM per client
- $254K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 136 | $55.3M |
| Charitable organizations | 100 | $32.8M |
| High net worth individuals | 1,140 | $1.77B |
| Pension and profit sharing plans | 175 | $14.3M |
| Individuals (other than high net worth individuals) | 33,369 | $7.00B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11G
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 1,131 | 1,325 | increased by194 |
| Apr 1, 2026 | Clients | 27,533 | 34,920 | increased by7,387 |
| Apr 1, 2026 | AUM | $6,107,213,206 | $8,876,856,848 | increased by$2,769,643,642 |
| Apr 1, 2026 | Accounts | 27,533 | 34,920 | increased by7,387 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 932 | 1,131 | increased by199 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 22,515 | 27,533 | increased by5,018 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,648,710,453 | $6,107,213,206 | increased by$2,458,502,753 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 22,515 | 27,533 | increased by5,018 |
| Apr 1, 2022 | Employees | 1,062 | 932 | decreased by130 |
| Apr 1, 2022 | Clients | 21,284 | 22,515 | increased by1,231 |
| Apr 1, 2022 | AUM | $3,448,581,641 | $3,648,710,453 | increased by$200,128,812 |
| Apr 1, 2022 | Accounts | 21,284 | 22,515 | increased by1,231 |
| Oct 1, 2021 | Clients | 19,302 | 21,284 | increased by1,982 |
| Oct 1, 2021 | AUM | $2,946,479,307 | $3,448,581,641 | increased by$502,102,334 |
| Oct 1, 2021 | Accounts | 19,302 | 21,284 | increased by1,982 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KEY INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KEY INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.