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MENDOTA FINANCIAL GROUP, LLC
CRD 136294File 801-67644
APPROVED
Retail clients
Custody
Filing as of Mar 3, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$254.2M
Below cohort median (national)
Discretionary AUM
$249.5M
Non-discretionary $4.7M
Clients
166
881 accounts
Employees
5
Below cohort median in WI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 13, 2007
- Principal office
- 634 WEST MAIN STREET, SUITE 302, MADISON, WI, 53703
- Phone
- (608) 223-9211
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $254.2M
- Discretionary AUM
- $249.5M
- Non-discretionary AUM
- $4.7M
- Discretionary accounts
- 809
- Non-discretionary accounts
- 72
- Total accounts
- 881
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $6.9M |
| High net worth individuals | 77 | $212.9M |
| Individuals (other than high net worth individuals) | 89 | $34.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.