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MONARCH WEALTH STRATEGIES
CRD 136029File 801-118775
APPROVED
Retail clients
Custody
Filing as of Mar 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$463.5M
Above cohort median (national)
Discretionary AUM
$463.5M
Clients
396
956 accounts
Employees
7
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- May 22, 2020
- Principal office
- 222 EAST CARILLO STREET, SUITE 208, SANTA BARBARA, CA, 93101
- Phone
- (805) 564-0800
- Website
- https://www.mwsus.com.
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $463.5M
- Discretionary AUM
- $463.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 956
- Non-discretionary accounts
- 0
- Total accounts
- 956
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $69K |
| Charitable organizations | Fewer than 5 | $14.8M |
| High net worth individuals | 161 | $331.1M |
| Pension and profit sharing plans | Fewer than 5 | $10.1M |
| Individuals (other than high net worth individuals) | 229 | $107.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 8 | 7 | decreased by1 |
| Apr 1, 2026 | Clients | 422 | 396 | decreased by26 |
| Apr 1, 2026 | AUM | $434,765,478 | $463,476,338 | increased by$28,710,860 |
| Apr 1, 2026 | Accounts | 976 | 956 | decreased by20 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 8 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 241 | 422 | increased by181 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $245,608,171 | $434,765,478 | increased by$189,157,307 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 517 | 976 | increased by459 |
| Apr 1, 2022 | Employees | 7 | 4 | decreased by3 |
| Apr 1, 2022 | Clients | 292 | 241 | decreased by51 |
| Apr 1, 2022 | AUM | $249,319,052 | $245,608,171 | decreased by$3,710,881 |
| Apr 1, 2022 | Accounts | 654 | 517 | decreased by137 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MONARCH WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MONARCH WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.