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NARWHAL CAPITAL MANAGEMENT
Legal name: NARWHAL CAPITAL MANAGMENT, LLC
CRD 135958File 801-66563
APPROVED
Retail clients
Filing as of Aug 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.08B
Top 25% of cohort (national)
Discretionary AUM
$1.96B
Non-discretionary $125.9M
Clients
365
850 accounts
Employees
18
Top 25% of cohort in GA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- May 2, 2006
- Principal office
- 531 ROSELANE STREET, SUITE 420, MARIETTA, GA, 30060
- Phone
- (770) 344-0172
- Website
- http://www.narwhal.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.08B
- Discretionary AUM
- $1.96B
- Non-discretionary AUM
- $125.9M
- Discretionary accounts
- 831
- Non-discretionary accounts
- 19
- Total accounts
- 850
- AUM per client
- $5.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 19 | $1.04B |
| Charitable organizations | 12 | $79.9M |
| High net worth individuals | 111 | $901.1M |
| Individuals (other than high net worth individuals) | 223 | $59.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 20 | 18 | decreased by2 |
| Mar 1, 2026 | Clients | 334 | 365 | increased by31 |
| Mar 1, 2026 | AUM | $1,764,568,823 | $2,084,372,356 | increased by$319,803,533 |
| Mar 1, 2026 | Accounts | 748 | 850 | increased by102 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 18 | 20 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 228 | 334 | increased by106 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,367,983,837 | $1,764,568,823 | increased by$396,584,986 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 513 | 748 | increased by235 |
| Apr 1, 2022 | Employees | 20 | 18 | decreased by2 |
| Apr 1, 2022 | Clients | 183 | 228 | increased by45 |
| Apr 1, 2022 | AUM | $1,137,162,862 | $1,367,983,837 | increased by$230,820,975 |
| Apr 1, 2022 | Accounts | 391 | 513 | increased by122 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NARWHAL CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NARWHAL CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.